MUFG Corporate Markets
A division of MUFG Pension & Market Services

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Questionnaire

Let's get you what you need

Please answer the below questions to find your required forms.

Which type of account was held by the deceased?

Individual (one person only)

Joint (multiple people)

Which scenario best describes the current arrangement?

Reissue to surviving joint holder(s)

All account holders are deceased

What documentation do you have?

Australian Probate or Reseal of Foreign Probate

Will (all holdings below threshold*)

Intestate (any holdings above threshold*)

Intestate (all holdings below threshold*)

What documentation do you have for the last surviving joint holder?

Australian Probate or Reseal of Foreign Probate

Will (all holdings below threshold*)

Intestate (any holdings above threshold*)

Intestate (all holdings below threshold*)

What is the intent for the shares?

Transmit to Executor

Transfer to Beneficiary

Sell the Shares

What is the intent for the shares?

Transmit to surviving joint holder(s)

Sell the Shares

Transmit to Executor

Probate – Certified copy
121A certificate for probate granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Transmission Form

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Transfer to Beneficiary

Probate – Certified copy
121A certificate for probate granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Transfer Form

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Sell the Shares

Probate – Certified copy
121A certificate for probate granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Share Sale Form
AML Form

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Transmit to Executor

Death Cert and Will – Certified copy
ID documents of executor/administrator
Small Estate Statement & Indemnity Form
Transmission Form

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Transfer to Beneficiary

Death Cert and Will – Certified copy
ID documents of executor/administrator
Small Estate Statement & Indemnity Form
Transfer Form

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Sell the Shares

Death Cert and Will – Certified copy
ID documents of executor/administrator
Small Estate Statement & Indemnity Form
Share Sale Form
AML Form

Download form packOpens in new window

Transmit to Executor

Letter of Administration (LoA) – Certified copy
121A certificate for LoA granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Transmission Form

Download form packOpens in new window

Transfer to Beneficiary

Letter of Administration (LoA) – Certified copy
121A certificate for LoA granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Transfer Form

Download form packOpens in new window

Sell the Shares

Letter of Administration (LoA) – Certified copy
121A certificate for LoA granted in South Australia – Certified copy
ID documents of executor/administrator
Section 1071B Statement
Share Sale Form
AML Form

Download form packOpens in new window

Transmit to Executor

Death Cert – Certified copy
ID documents of executor/administrator
Statutory Declaration & Indemnity Next of Kin Form
Small Estate Statement & Indemnity Form
Transmission Form

Download form packOpens in new window

Transfer to Beneficiary

Death Cert – Certified copy
ID documents of executor/administrator
Statutory Declaration & Indemnity Next of Kin Form
Small Estate Statement & Indemnity Form
Transfer Form

Download form packOpens in new window

Sell the Shares

Death Cert – Certified copy
ID documents of executor/administrator
Statutory Declaration & Indemnity Next of Kin Form
Small Estate Statement & Indemnity Form
Share Sale Form
AML Form

Download form packOpens in new window

Transmit to Survivor

Death Cert – Certified copy
Transmission Form – Joint Survivor

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Sell the Shares

Death Cert – Certified copy
Enduring Power of Attorney – Certified copy (if applicable)
ID documents of joint survivor
Share Sale Form
AML Form

Download form packOpens in new window